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SEC RULE 606
SEC RULE 605
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Disclosure of SEC - Required Order Execution Information
Select Company Name:
AFCO- TD Prime Services LLC
AEXG-Alternative Execution Group
ALNC-Alliance Global Partners [ALNC]
AQUA-Aqua Securities
LATS-Barclays Capital [LEHM]
LEHM-Barclays Capital [LEHM]
BCDX-Barclays Capital [LEHM]
BBOK-Barclays Capital [BBOK]
BGCE-BGC Financial
BOOK-Bloomberg Tradebook LLC
BTBK-Bloomberg Tradebook LLC
BMOC-BMO Capital Markets
BMUR-Brean Capital LLC
BTIG-BTIG LLC
BKCM-BNY Capital Markets LLC [BKCM]
ADAM-Canaccord Genuity LLC ADAM
CSTI-Canaccord Genuity LLC CSTI
CANT-Cantor Fitzgerald & Co
KING-CL King & Assoc.
ECUT-Cowen Execution Services LLC
NYFX-Cowen Execution Services LLC
VRTX-Cowen Execution Services LLC
FBCO-Credit Suisse Securities USA LLC
DADA-DA Davidson & Co
DBAB-Deutsche Bank Securities Inc
EDJO-Edward Jones
FLTL-Feltl & Co
ETMM-G1X Susquehanna
INTL-INTL FCStone Securities Inc
JANY-Janney Mongomery Scott LLC
JRCO-Johnson Rice & Co
JPBX-JP Morgan Securities
JPMX-JP Morgan Securities
JPMS-JP Morgan Securities
LAFC-RF Lafferty and Co
LAZF-Lazard Freres & Co LLC
LEER-Leerink Partners LLC
NFSC-National Financial Services
NEED-Needham & Company LLC
PIPR-Piper Sandler & Co
HPPO-Potamus Trading LLC
RWPS-RW Pressprich
BERN-Sanford C Bernstein & Co LLC
MICA-Spartan Securities Group Ltd
SALI-Stearne Agee & Leach Inc
RHCO-Truist Securities Inc
SOHO-Two Sigma Securities LLC
UBSS-UBS Securities LLC
UBSA-UBSA ATS
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