Disclosure of SEC - Required Order Execution Information

Access from Website

  1. Click on SEC RULE 605.
  2. Select a Company Name.
  3. Select a Report Month.
  4. Select a Format.
  5. Click Download
  6. The file should appear in your Downloads folder or selected location.

Access using File Explorer

  1. Use the following link in File Explorer to navigate to our Public Website ftp://secrule605.vrs.vista-one-solutions.com/
  2. Double click to enter the Client Folder.
  3. Right Click to copy the .dat or zip files.

Access using FTP tool

  1. Use an ftp tool like WinSCP or FileZilla to login to ftp site secrule605.vrs.vista-one-solutions.com/
  2. Please use username "Anonymous". No password is required.
  3. Download the required files.