SEC Rule 606 Report - Traderfield Securities Inc - 4th Qtr, 2018

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 28.32 53.15 18.53
UBS Securities LLC 45.10 51.85 46.05 32.08
Citadel Securities 26.57 22.22 32.89 15.09
Goldman Sachs Exec&Clear 22.38 25.93 21.05 20.75
CPPT 5.94 0.00 0.00 32.08
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 37.57 42.20 20.23
UBS Securities LLC 53.76 57.69 52.74 48.57
Goldman Sachs Exec&Clear 22.25 21.54 23.29 21.43
Citadel Securities 21.68 20.77 23.97 18.57
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 15.22 57.44 27.34
UBS Securities LLC 55.71 59.09 64.46 35.44
Citadel Securities 30.45 40.91 31.33 22.78
CPPT 11.42 0.00 0.00 41.77
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 10.23 89.77 0.00
Susquehanna Investment Gr 53.96 57.50 53.56 0.00
Citadel Securities 46.04 42.50 46.44 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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