SEC Rule 606 Report
- Traderfield Securities Inc - 2nd Qtr, 2018
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
18.24 |
68.65 |
13.11 |
UBS Securities LLC |
94.87 |
90.20 |
97.74 |
86.36 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
30.83 |
50.80 |
18.37 |
Citadel Securities |
91.21 |
97.41 |
98.74 |
60.00 |
CPPT |
6.55 |
0.00 |
0.00 |
35.65 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
13.69 |
61.78 |
24.52 |
Citadel Securities |
85.35 |
86.05 |
99.48 |
49.35 |
CPPT |
10.19 |
0.00 |
0.00 |
41.56 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
8.05 |
91.95 |
0.00 |
Citadel Securities |
50.98 |
48.89 |
51.17 |
0.00 |
Susquehanna Investment Gr |
49.02 |
51.11 |
48.83 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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