SEC Rule 606 Report - Merrill Lynch - 4th Qtr, 2019

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 15.62 5.70 78.68
Bank of America Securities Inc 94.49 89.01 64.30 97.76
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 14.75 19.58 65.67
Bank of America Securities Inc 96.13 92.21 93.73 97.73
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 20.77 2.00 77.23
Bank of America Securities Inc 97.91 97.99 66.67 98.70
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 47.48 52.52 0.00
Cboe Options Exchange 26.95 28.03 25.97 0.00
CBOE BZX Exchange, Inc. 19.93 16.89 22.67 0.00
NYSE ARCA Options 11.54 9.06 13.78 0.00
Cboe EDGX Exchange, Inc. 8.51 10.15 7.03 0.00
Nasdaq Phlx, LLC 7.52 8.97 6.20 0.00
NASDAQ ISE, LLC 6.32 7.37 5.37 0.00
The Nasdaq Stock Market LLC 4.66 4.34 4.95 0.00
NYSE American, LLC 3.56 4.21 2.96 0.00
Nasdaq GEMX, LLC 2.36 2.28 2.44 0.00
C2 Options Exchange 2.34 2.18 2.48 0.00
MIAX PEARL Exchange 2.15 2.07 2.23 0.00
100.00% of total customer orders were non-directed orders.

Material Aspects of Relationship with Route Venues-Word Document
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