SEC Rule 606 Report
- Merrill Lynch - 4th Qtr, 2019
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
15.62 |
5.70 |
78.68 |
Bank of America Securities Inc |
94.49 |
89.01 |
64.30 |
97.76 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
14.75 |
19.58 |
65.67 |
Bank of America Securities Inc |
96.13 |
92.21 |
93.73 |
97.73 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
20.77 |
2.00 |
77.23 |
Bank of America Securities Inc |
97.91 |
97.99 |
66.67 |
98.70 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
47.48 |
52.52 |
0.00 |
Cboe Options Exchange |
26.95 |
28.03 |
25.97 |
0.00 |
CBOE BZX Exchange, Inc. |
19.93 |
16.89 |
22.67 |
0.00 |
NYSE ARCA Options |
11.54 |
9.06 |
13.78 |
0.00 |
Cboe EDGX Exchange, Inc. |
8.51 |
10.15 |
7.03 |
0.00 |
Nasdaq Phlx, LLC |
7.52 |
8.97 |
6.20 |
0.00 |
NASDAQ ISE, LLC |
6.32 |
7.37 |
5.37 |
0.00 |
The Nasdaq Stock Market LLC |
4.66 |
4.34 |
4.95 |
0.00 |
NYSE American, LLC |
3.56 |
4.21 |
2.96 |
0.00 |
Nasdaq GEMX, LLC |
2.36 |
2.28 |
2.44 |
0.00 |
C2 Options Exchange |
2.34 |
2.18 |
2.48 |
0.00 |
MIAX PEARL Exchange |
2.15 |
2.07 |
2.23 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues-Word Document
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