SEC Rule 606 Report
- Merrill Lynch - 3rd Qtr, 2019
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
15.30 |
6.60 |
78.10 |
Bank of America Securities Inc |
90.35 |
77.30 |
64.53 |
95.09 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
15.94 |
22.62 |
61.44 |
Bank of America Securities Inc |
86.02 |
70.96 |
81.05 |
91.76 |
BTIG, LLC |
3.38 |
1.02 |
8.76 |
2.01 |
Cantor Fitzgerald&Co |
1.72 |
4.46 |
1.91 |
0.94 |
Sea Port Group Securities |
1.67 |
2.99 |
0.00 |
1.93 |
Jones & Assoc Inc |
1.59 |
0.73 |
3.50 |
1.11 |
International Securities Exchange |
1.58 |
6.78 |
1.43 |
0.29 |
Chicago Board Options Exchange |
1.55 |
7.12 |
1.19 |
0.23 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
20.65 |
5.92 |
73.43 |
Bank of America Securities Inc |
60.22 |
69.00 |
9.30 |
61.86 |
Jane Street Capital |
19.61 |
5.00 |
1.16 |
25.21 |
Jones & Assoc Inc |
5.23 |
14.00 |
0.00 |
3.19 |
Chicago Board Options Exchange |
2.75 |
0.00 |
46.51 |
0.00 |
International Securities Exchange |
2.48 |
0.00 |
41.86 |
0.00 |
Sea Port Group Securities |
2.20 |
0.00 |
0.00 |
3.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
46.10 |
53.90 |
0.00 |
Chicago Board Options Exchange |
27.95 |
28.16 |
27.78 |
0.00 |
BATS Stock Exchange |
16.24 |
11.12 |
20.61 |
0.00 |
NYSE ARCA Options |
11.00 |
6.52 |
14.83 |
0.00 |
Philadelphia Exch |
10.76 |
14.10 |
7.90 |
0.00 |
International Securities Exchange |
9.61 |
13.31 |
6.44 |
0.00 |
DirectEdge ECN (EDGX) |
9.23 |
11.67 |
7.15 |
0.00 |
Nasdaq Execution Services |
3.53 |
3.14 |
3.85 |
0.00 |
NYSE MKT |
2.67 |
3.24 |
2.18 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues-Word Document
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