SEC Rule 606 Report - Merrill Lynch - 3rd Qtr, 2019

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 15.30 6.60 78.10
Bank of America Securities Inc 90.35 77.30 64.53 95.09
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 15.94 22.62 61.44
Bank of America Securities Inc 86.02 70.96 81.05 91.76
BTIG, LLC 3.38 1.02 8.76 2.01
Cantor Fitzgerald&Co 1.72 4.46 1.91 0.94
Sea Port Group Securities 1.67 2.99 0.00 1.93
Jones & Assoc Inc 1.59 0.73 3.50 1.11
International Securities Exchange 1.58 6.78 1.43 0.29
Chicago Board Options Exchange 1.55 7.12 1.19 0.23
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 20.65 5.92 73.43
Bank of America Securities Inc 60.22 69.00 9.30 61.86
Jane Street Capital 19.61 5.00 1.16 25.21
Jones & Assoc Inc 5.23 14.00 0.00 3.19
Chicago Board Options Exchange 2.75 0.00 46.51 0.00
International Securities Exchange 2.48 0.00 41.86 0.00
Sea Port Group Securities 2.20 0.00 0.00 3.00
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 46.10 53.90 0.00
Chicago Board Options Exchange 27.95 28.16 27.78 0.00
BATS Stock Exchange 16.24 11.12 20.61 0.00
NYSE ARCA Options 11.00 6.52 14.83 0.00
Philadelphia Exch 10.76 14.10 7.90 0.00
International Securities Exchange 9.61 13.31 6.44 0.00
DirectEdge ECN (EDGX) 9.23 11.67 7.15 0.00
Nasdaq Execution Services 3.53 3.14 3.85 0.00
NYSE MKT 2.67 3.24 2.18 0.00
100.00% of total customer orders were non-directed orders.

Material Aspects of Relationship with Route Venues-Word Document
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