SEC Rule 606 Report
- Merrill Lynch - 2nd Qtr, 2019
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.79 |
2.02 |
97.19 |
| New York Stock Exchange |
46.46 |
37.84 |
5.50 |
47.38 |
| Nasdaq |
27.30 |
11.16 |
74.76 |
26.44 |
| Instinct X |
5.66 |
22.92 |
7.08 |
5.49 |
| IEX Exchange |
4.96 |
12.28 |
2.07 |
4.96 |
| BATS Stock Exchange |
3.93 |
1.53 |
3.43 |
3.96 |
| NYSE Arca |
3.25 |
1.60 |
2.82 |
3.27 |
| DirectEdge ECN (EDGX) |
1.99 |
1.28 |
1.83 |
2.00 |
| BATS Y Exchange |
1.49 |
1.01 |
0.07 |
1.53 |
| DirectEdge ECN (EDGA) |
0.81 |
0.16 |
0.09 |
0.83 |
| UBS Securities LLC |
0.77 |
2.37 |
0.59 |
0.76 |
1.91% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.67 |
2.88 |
96.45 |
| Nasdaq |
50.54 |
39.46 |
78.40 |
49.79 |
| Instinct X |
16.35 |
25.42 |
6.02 |
16.59 |
| NYSE Arca |
7.78 |
2.90 |
2.38 |
7.97 |
| IEX Exchange |
4.86 |
11.79 |
4.67 |
4.82 |
| BATS Stock Exchange |
4.60 |
1.53 |
0.45 |
4.75 |
| DirectEdge ECN (EDGX) |
4.01 |
1.24 |
1.12 |
4.11 |
| Jane Street Execution Srv |
2.07 |
1.43 |
0.08 |
2.13 |
| BATS Y Exchange |
1.49 |
0.79 |
0.04 |
1.53 |
| DirectEdge ECN (EDGA) |
1.36 |
0.99 |
0.21 |
1.40 |
| VIRTU Americas LLC |
1.27 |
0.68 |
2.45 |
1.24 |
1.55% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.52 |
3.64 |
95.84 |
| NYSE Arca |
47.04 |
11.94 |
60.67 |
46.71 |
| Nasdaq |
15.06 |
6.05 |
19.23 |
14.95 |
| Instinct X |
9.36 |
42.04 |
4.19 |
9.39 |
| BATS Stock Exchange |
6.86 |
3.09 |
2.25 |
7.05 |
| IEX Exchange |
4.53 |
6.90 |
0.42 |
4.68 |
| DirectEdge ECN (EDGX) |
2.84 |
1.30 |
5.15 |
2.76 |
| BATS Y Exchange |
2.39 |
1.96 |
2.15 |
2.40 |
| NYSE MKT |
2.14 |
4.73 |
0.07 |
2.21 |
| New York Stock Exchange |
1.56 |
0.75 |
0.12 |
1.62 |
| NASDAQ OMX PHLX |
1.36 |
0.73 |
0.18 |
1.41 |
1.02% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
45.06 |
50.42 |
4.52 |
| Bank of America Securities Inc |
40.66 |
27.13 |
54.59 |
20.02 |
| Chicago Board Options Exchange |
14.83 |
19.54 |
11.94 |
0.08 |
| International Securities Exchange |
6.89 |
10.30 |
3.87 |
6.67 |
| BATS Stock Exchange |
6.74 |
5.25 |
8.07 |
6.67 |
| Philadelphia Exch |
6.32 |
9.47 |
4.06 |
0.11 |
| DirectEdge ECN (EDGX) |
5.56 |
7.89 |
3.96 |
0.15 |
| NYSE Arca |
3.13 |
2.57 |
2.47 |
16.00 |
| PCX |
2.68 |
2.19 |
3.37 |
0.00 |
| Nasdaq Execution Services |
2.40 |
3.28 |
1.77 |
0.73 |
| MIAX Options Exchange |
2.14 |
2.98 |
1.08 |
5.73 |
5.70% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues-Word Document
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