SEC Rule 606 Report
- Merrill Lynch - 2nd Qtr, 2018
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.54 |
0.47 |
98.99 |
| DirectEdge ECN (EDGX) |
28.51 |
5.85 |
6.01 |
28.74 |
| New York Stock Exchange |
24.44 |
46.96 |
11.95 |
24.38 |
| NYSE Arca |
13.24 |
1.85 |
7.24 |
13.33 |
| Nasdaq |
9.67 |
2.96 |
35.92 |
9.59 |
| BATS Stock Exchange |
8.67 |
1.49 |
1.82 |
8.75 |
| Instinct X |
4.89 |
31.67 |
30.21 |
4.62 |
| DirectEdge ECN (EDGA) |
2.43 |
0.32 |
0.57 |
2.45 |
| NASDAQ OMX PHLX |
1.90 |
0.03 |
0.10 |
1.92 |
| IEX Exchange |
1.61 |
2.68 |
1.67 |
1.61 |
| NASDAQ OMX BX |
1.41 |
0.09 |
0.23 |
1.42 |
4.05% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.54 |
1.65 |
97.82 |
| Nasdaq |
33.04 |
38.14 |
61.76 |
32.52 |
| DirectEdge ECN (EDGX) |
15.55 |
4.46 |
2.47 |
15.83 |
| Instinct X |
14.78 |
40.72 |
19.91 |
14.55 |
| NYSE Arca |
10.61 |
1.87 |
8.74 |
10.69 |
| NASDAQ OMX PHLX |
7.40 |
0.72 |
0.37 |
7.56 |
| BATS Stock Exchange |
7.29 |
1.50 |
1.10 |
7.43 |
| NASDAQ OMX BX |
2.76 |
0.14 |
0.15 |
2.82 |
| IEX Exchange |
2.41 |
2.55 |
1.31 |
2.43 |
| BATS Y Exchange |
1.71 |
0.28 |
0.20 |
1.74 |
| DirectEdge ECN (EDGA) |
0.63 |
0.13 |
0.13 |
0.64 |
2.37% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.18 |
0.16 |
99.67 |
| Nasdaq |
63.05 |
12.55 |
16.99 |
63.21 |
| NYSE Arca |
24.21 |
13.24 |
25.47 |
24.22 |
| Instinct X |
3.59 |
44.14 |
40.73 |
3.46 |
| BATS Stock Exchange |
3.11 |
3.75 |
2.27 |
3.11 |
| DirectEdge ECN (EDGX) |
2.68 |
3.85 |
2.70 |
2.68 |
| NASDAQ OMX PHLX |
0.70 |
0.67 |
0.81 |
0.70 |
| BATS Y Exchange |
0.65 |
1.28 |
0.25 |
0.65 |
| NYSE MKT |
0.40 |
5.49 |
1.44 |
0.39 |
| IEX Exchange |
0.39 |
1.75 |
1.30 |
0.39 |
| ECHX |
0.29 |
0.68 |
0.12 |
0.29 |
2.62% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
58.68 |
41.23 |
0.09 |
| Chicago Board Options Exchange |
22.50 |
20.28 |
25.69 |
3.35 |
| BATS Stock Exchange |
11.51 |
8.17 |
16.29 |
0.00 |
| Philadelphia Exch |
10.94 |
11.94 |
9.55 |
0.00 |
| MIAX Options Exchange |
10.41 |
12.70 |
7.12 |
25.14 |
| NYSE Arca |
10.30 |
7.65 |
14.09 |
0.00 |
| International Securities Exchange |
8.97 |
10.09 |
7.39 |
5.03 |
| NYSE MKT |
5.66 |
6.56 |
4.38 |
0.00 |
| DirectEdge ECN (EDGX) |
4.24 |
4.86 |
3.31 |
32.96 |
| Nasdaq Execution Services |
3.46 |
4.21 |
2.42 |
0.00 |
| Boston Options Exchange |
3.30 |
3.52 |
2.92 |
33.52 |
3.88% of total customer orders were non-directed orders.
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