SEC Rule 606 Report
- Merrill Lynch - 1st Qtr, 2018
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.47 |
0.33 |
99.21 |
| DirectEdge ECN (EDGX) |
34.80 |
8.25 |
7.08 |
35.02 |
| New York Stock Exchange |
16.04 |
40.98 |
11.69 |
15.94 |
| NYSE Arca |
15.89 |
2.03 |
7.42 |
15.98 |
| Nasdaq |
9.92 |
1.55 |
44.04 |
9.85 |
| BATS Stock Exchange |
7.39 |
1.41 |
1.59 |
7.43 |
| Instinct X |
5.12 |
35.32 |
23.08 |
4.92 |
| DirectEdge ECN (EDGA) |
3.01 |
0.51 |
0.40 |
3.03 |
| NASDAQ OMX PHLX |
2.13 |
0.04 |
0.04 |
2.15 |
| IEX Exchange |
1.53 |
2.06 |
1.83 |
1.53 |
| NASDAQ OMX BX |
1.03 |
0.05 |
0.07 |
1.03 |
3.31% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.64 |
1.38 |
97.98 |
| Nasdaq |
32.07 |
35.14 |
70.06 |
31.52 |
| DirectEdge ECN (EDGX) |
16.98 |
4.92 |
2.61 |
17.26 |
| Instinct X |
15.58 |
40.46 |
12.18 |
15.46 |
| NYSE Arca |
10.08 |
1.25 |
10.32 |
10.14 |
| NASDAQ OMX PHLX |
8.76 |
0.82 |
0.26 |
8.93 |
| BATS Stock Exchange |
6.29 |
1.29 |
1.12 |
6.40 |
| IEX Exchange |
2.38 |
2.30 |
1.15 |
2.40 |
| NASDAQ OMX BX |
1.62 |
0.07 |
0.07 |
1.66 |
| BATS Y Exchange |
1.04 |
0.12 |
0.08 |
1.06 |
| NYSE MKT |
0.98 |
0.04 |
0.03 |
1.00 |
1.73% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
0.20 |
0.09 |
99.71 |
| Nasdaq |
72.57 |
12.10 |
15.72 |
72.74 |
| NYSE Arca |
7.57 |
12.45 |
33.11 |
7.54 |
| DirectEdge ECN (EDGX) |
7.33 |
3.80 |
1.36 |
7.34 |
| Instinct X |
5.01 |
40.30 |
38.27 |
4.91 |
| BATS Stock Exchange |
3.41 |
4.46 |
2.63 |
3.40 |
| NASDAQ OMX PHLX |
0.85 |
1.05 |
0.52 |
0.85 |
| BATS Y Exchange |
0.61 |
0.72 |
0.45 |
0.61 |
| IEX Exchange |
0.59 |
2.71 |
1.91 |
0.58 |
| NYSE MKT |
0.52 |
8.65 |
0.92 |
0.50 |
| ECHX |
0.31 |
0.35 |
0.37 |
0.31 |
2.17% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
57.91 |
42.07 |
0.03 |
| Chicago Board Options Exchange |
21.29 |
19.90 |
23.23 |
4.65 |
| Philadelphia Exch |
15.56 |
15.20 |
16.06 |
0.00 |
| International Securities Exchange |
12.96 |
14.27 |
11.16 |
6.98 |
| MIAX Options Exchange |
10.06 |
10.83 |
8.99 |
19.77 |
| NYSE Arca |
9.52 |
7.80 |
11.88 |
0.00 |
| BATS Stock Exchange |
7.89 |
6.14 |
10.31 |
0.00 |
| Boston Options Exchange |
5.50 |
6.05 |
4.72 |
38.37 |
| C2 Options Exchange |
5.30 |
5.62 |
4.85 |
0.00 |
| NYSE MKT |
4.82 |
5.47 |
3.92 |
0.00 |
| Nasdaq Execution Services |
1.68 |
2.17 |
1.02 |
0.00 |
1.81% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues-Word Document
How to read this report
© Copyright 2018 CoreOne Technologies.
All Rights Reserved.