SEC Rule 606 Report
- Merrill Lynch - 3rd Qtr, 2017
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.64 |
0.78 |
98.58 |
DirectEdge ECN (EDGX) |
30.70 |
6.74 |
14.88 |
30.98 |
NYSE Arca |
16.99 |
2.31 |
10.41 |
17.13 |
New York Stock Exchange |
15.84 |
35.04 |
5.66 |
15.80 |
Nasdaq |
9.68 |
2.30 |
31.09 |
9.56 |
BATS Stock Exchange |
8.37 |
1.97 |
6.76 |
8.42 |
Instinct X |
6.74 |
40.72 |
16.43 |
6.44 |
DirectEdge ECN (EDGA) |
4.96 |
0.65 |
0.18 |
5.03 |
IEX Exchange |
1.91 |
2.39 |
2.80 |
1.90 |
NASDAQ OMX PHLX |
1.87 |
0.05 |
0.70 |
1.89 |
NASDAQ OMX BX |
1.03 |
0.41 |
9.48 |
0.97 |
3.27% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.93 |
2.81 |
96.26 |
Nasdaq |
29.83 |
27.58 |
58.49 |
29.01 |
DirectEdge ECN (EDGX) |
20.05 |
4.93 |
8.70 |
20.53 |
Instinct X |
12.75 |
49.48 |
11.36 |
12.43 |
NYSE Arca |
10.13 |
1.80 |
5.40 |
10.34 |
NASDAQ OMX PHLX |
9.70 |
0.85 |
2.47 |
10.00 |
BATS Stock Exchange |
7.74 |
1.40 |
2.11 |
7.96 |
IEX Exchange |
3.07 |
2.40 |
1.78 |
3.12 |
NASDAQ OMX BX |
2.58 |
1.11 |
7.39 |
2.45 |
NYSE MKT |
0.80 |
0.03 |
0.01 |
0.83 |
BATS Y Exchange |
0.72 |
0.18 |
0.43 |
0.73 |
1.64% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.24 |
0.12 |
99.64 |
Nasdaq |
68.64 |
9.79 |
36.76 |
68.83 |
NYSE Arca |
15.62 |
16.78 |
5.27 |
15.63 |
BATS Stock Exchange |
5.09 |
5.34 |
2.76 |
5.09 |
Instinct X |
4.50 |
42.01 |
26.61 |
4.38 |
DirectEdge ECN (EDGX) |
2.32 |
3.94 |
1.96 |
2.32 |
IEX Exchange |
0.65 |
1.92 |
13.64 |
0.64 |
NASDAQ OMX BX |
0.56 |
0.77 |
4.22 |
0.56 |
BATS Y Exchange |
0.52 |
1.52 |
1.48 |
0.52 |
NASDAQ OMX PHLX |
0.49 |
1.07 |
0.64 |
0.49 |
NYSE MKT |
0.41 |
4.48 |
2.81 |
0.39 |
4.29% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
58.02 |
41.91 |
0.08 |
Chicago Board Options Exchange |
19.20 |
18.48 |
20.22 |
1.00 |
Philadelphia Exch |
12.31 |
14.64 |
9.12 |
1.00 |
NYSE Arca |
11.08 |
9.02 |
13.95 |
0.00 |
BATS Stock Exchange |
10.97 |
8.02 |
15.06 |
0.00 |
International Securities Exchange |
8.82 |
10.75 |
6.14 |
15.92 |
MIAX Options Exchange |
8.26 |
8.46 |
7.97 |
18.41 |
Boston Options Exchange |
5.63 |
7.11 |
3.55 |
29.35 |
C2 Options Exchange |
5.45 |
6.68 |
3.75 |
0.00 |
DirectEdge ECN (EDGX) |
4.98 |
3.65 |
6.76 |
33.33 |
NYSE MKT |
4.33 |
5.13 |
3.21 |
1.00 |
5.58% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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