SEC Rule 606 Report - Merrill Lynch - 3rd Qtr, 2016

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 0.73 0.43 98.84
New York Stock Exch 26.49 51.60 8.45 26.38
DirectEdge ECN (EDGX) 25.47 8.91 3.00 25.69
Nasdaq 14.11 2.69 49.30 14.04
NYSE Arca 11.65 0.96 3.47 11.77
Instinct X 6.01 27.97 28.06 5.75
DirectEdge ECN (EDGA) 5.07 0.60 0.47 5.12
BATS Y Exchange 4.12 1.35 0.99 4.15
2.18% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 0.83 1.73 97.44
Nasdaq 58.30 47.66 78.57 58.03
DirectEdge ECN (EDGX) 13.25 1.20 0.43 13.58
Instinct X 10.01 34.93 15.73 9.69
NYSE Arca 5.52 1.17 1.50 5.63
BATS Stock Exchange 3.33 0.49 0.13 3.41
NASDAQ OMX PHLX 3.03 0.12 0.03 3.11
1.46% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 0.21 0.15 99.64
Nasdaq 63.64 4.55 46.44 63.80
NYSE Arca 21.05 8.77 12.99 21.09
BATS Y Exchange 5.26 0.68 0.85 5.28
Instinct X 4.06 61.96 31.76 3.89
4.32% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 61.55 38.43 0.01
Chicago Board OptionsExch 23.09 21.47 25.66 89.47
Philadelphia Exch 17.33 17.76 16.64 2.63
Internat'l Secs Exch 12.67 14.02 10.50 0.00
BATS Stock Exchange 8.96 8.09 10.35 0.00
NYSE MKT 8.87 8.43 9.59 0.00
MIAX Options Exchange 8.59 6.93 11.25 0.00
Boston Options Exchange 5.90 7.13 3.92 0.00
NYSE Arca 4.57 5.33 3.35 0.00
C2OX 2.87 3.01 2.64 0.00
Nasdaq Execution Services 2.30 2.52 1.94 0.00
3.84% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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