SEC Rule 606 Report
- Merrill Lynch - 3rd Qtr, 2016
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.73 |
0.43 |
98.84 |
New York Stock Exch |
26.49 |
51.60 |
8.45 |
26.38 |
DirectEdge ECN (EDGX) |
25.47 |
8.91 |
3.00 |
25.69 |
Nasdaq |
14.11 |
2.69 |
49.30 |
14.04 |
NYSE Arca |
11.65 |
0.96 |
3.47 |
11.77 |
Instinct X |
6.01 |
27.97 |
28.06 |
5.75 |
DirectEdge ECN (EDGA) |
5.07 |
0.60 |
0.47 |
5.12 |
BATS Y Exchange |
4.12 |
1.35 |
0.99 |
4.15 |
2.18% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.83 |
1.73 |
97.44 |
Nasdaq |
58.30 |
47.66 |
78.57 |
58.03 |
DirectEdge ECN (EDGX) |
13.25 |
1.20 |
0.43 |
13.58 |
Instinct X |
10.01 |
34.93 |
15.73 |
9.69 |
NYSE Arca |
5.52 |
1.17 |
1.50 |
5.63 |
BATS Stock Exchange |
3.33 |
0.49 |
0.13 |
3.41 |
NASDAQ OMX PHLX |
3.03 |
0.12 |
0.03 |
3.11 |
1.46% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.21 |
0.15 |
99.64 |
Nasdaq |
63.64 |
4.55 |
46.44 |
63.80 |
NYSE Arca |
21.05 |
8.77 |
12.99 |
21.09 |
BATS Y Exchange |
5.26 |
0.68 |
0.85 |
5.28 |
Instinct X |
4.06 |
61.96 |
31.76 |
3.89 |
4.32% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
61.55 |
38.43 |
0.01 |
Chicago Board OptionsExch |
23.09 |
21.47 |
25.66 |
89.47 |
Philadelphia Exch |
17.33 |
17.76 |
16.64 |
2.63 |
Internat'l Secs Exch |
12.67 |
14.02 |
10.50 |
0.00 |
BATS Stock Exchange |
8.96 |
8.09 |
10.35 |
0.00 |
NYSE MKT |
8.87 |
8.43 |
9.59 |
0.00 |
MIAX Options Exchange |
8.59 |
6.93 |
11.25 |
0.00 |
Boston Options Exchange |
5.90 |
7.13 |
3.92 |
0.00 |
NYSE Arca |
4.57 |
5.33 |
3.35 |
0.00 |
C2OX |
2.87 |
3.01 |
2.64 |
0.00 |
Nasdaq Execution Services |
2.30 |
2.52 |
1.94 |
0.00 |
3.84% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
How to read this report
© Copyright 2017 CoreOne Technologies.
All Rights Reserved.