SEC Rule 606 Report - LPL Financial - 2nd Qtr, 2015

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 38.06 5.49 56.46
Citadel Securities 21.97 21.61 13.88 22.99
G1 Execution Services 21.24 20.90 17.06 21.88
KCG Americas LLC 21.04 21.47 21.65 20.69
UBS Securities LLC 15.08 16.91 10.34 14.30
Auto Trading Desk Fin Svc 13.20 14.54 10.15 12.59
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 37.77 5.78 56.45
G1 Execution Services 23.30 25.34 29.63 21.29
KCG Americas LLC 23.07 26.50 23.70 20.70
Citadel Securities 15.60 12.34 10.30 18.33
Auto Trading Desk Fin Svc 13.20 12.35 9.64 14.14
Cantor Fitzgerald&Co 11.04 12.54 5.79 10.58
UBS Securities LLC 6.38 6.62 6.09 6.26
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE Amex or Regional Exchanges
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 41.52 4.17 54.31
KCG Americas LLC 27.24 32.44 21.80 23.69
Cantor Fitzgerald&Co 25.54 28.80 26.73 22.95
Citadel Securities 20.10 17.95 18.54 21.87
Auto Trading Desk Fin Svc 13.20 12.77 12.99 13.54
G1 Execution Services 6.70 6.61 3.15 7.03
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 37.11 61.05 1.84
ATDO 41.44 39.21 42.99 35.06
Citadel Execution Service 20.87 20.19 21.02 29.62
Knight Options 16.71 21.21 13.74 24.18
Interactive Brokers LLC 14.81 18.64 12.62 10.51
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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