SEC Rule 606 Report
- Ally Invest Securities LLC - 1st Qtr, 2017
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
7.33 |
38.23 |
54.44 |
| VIRTU Americas LLC |
52.32 |
31.20 |
53.12 |
54.60 |
| Citadel Securities |
38.20 |
47.02 |
39.57 |
36.06 |
| WOLVERINE SECURITIES, LLC |
7.30 |
19.07 |
5.99 |
6.64 |
99.95% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
8.12 |
42.61 |
49.28 |
| VIRTU Americas LLC |
51.45 |
31.14 |
54.07 |
52.52 |
| Citadel Securities |
37.52 |
46.25 |
37.86 |
35.80 |
| WOLVERINE SECURITIES, LLC |
8.23 |
19.49 |
7.06 |
7.39 |
99.92% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
11.09 |
43.93 |
44.98 |
| VIRTU Americas LLC |
55.34 |
30.84 |
54.95 |
61.76 |
| Citadel Securities |
32.60 |
47.37 |
35.69 |
25.95 |
| WOLVERINE SECURITIES, LLC |
8.67 |
18.74 |
8.18 |
6.66 |
99.72% of total customer orders were non-directed orders.
Exchange-Listed Options
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
6.71 |
92.83 |
0.46 |
| Wolverine Execution Svc., |
59.81 |
65.98 |
59.33 |
67.01 |
| Citadel Securities |
35.45 |
27.90 |
36.04 |
26.13 |
100.00% of total customer orders were non-directed orders.
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