SEC Rule 606 Report - Trade King - 1st Qtr, 2016

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 9.76 37.12 53.12
KCG Americas LLC 62.66 59.66 61.60 63.96
Citadel Securities 29.93 31.45 31.66 28.43
Credit Suisse 5.24 4.64 6.07 4.76
Apex Clearing Corporation 0.94 0.00 0.00 1.77
PDQ ATS, Inc 0.66 1.93 0.26 0.70
Alternet Securities Inc 0.58 2.33 0.41 0.38
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 9.57 37.90 52.52
KCG Americas LLC 63.90 55.96 64.15 65.17
Citadel Securities 27.36 33.11 28.46 25.51
Credit Suisse 5.76 5.14 6.61 5.26
Apex Clearing Corporation 1.33 0.00 0.00 2.53
PDQ ATS, Inc 1.06 3.27 0.39 1.15
Alternet Securities Inc 0.59 2.51 0.39 0.38
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 9.89 39.38 50.74
KCG Americas LLC 77.23 75.87 75.73 78.65
Citadel Securities 13.76 17.59 16.04 11.24
Credit Suisse 5.70 3.17 7.09 5.12
Apex Clearing Corporation 1.77 0.00 0.00 3.48
PDQ ATS, Inc 1.12 2.27 0.68 1.23
Alternet Securities Inc 0.43 1.10 0.45 0.27
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 7.39 91.88 0.73
WOLVERINE SECURITIES, LLC 63.64 72.22 62.82 80.06
Citadel Securities 29.25 18.88 30.23 11.33
Susquehanna Financial Grp 7.10 8.90 6.95 8.61
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
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