SEC Rule 606 Report
- Trade King - 1st Qtr, 2016
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
9.76 |
37.12 |
53.12 |
KCG Americas LLC |
62.66 |
59.66 |
61.60 |
63.96 |
Citadel Securities |
29.93 |
31.45 |
31.66 |
28.43 |
Credit Suisse |
5.24 |
4.64 |
6.07 |
4.76 |
Apex Clearing Corporation |
0.94 |
0.00 |
0.00 |
1.77 |
PDQ ATS, Inc |
0.66 |
1.93 |
0.26 |
0.70 |
Alternet Securities Inc |
0.58 |
2.33 |
0.41 |
0.38 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
9.57 |
37.90 |
52.52 |
KCG Americas LLC |
63.90 |
55.96 |
64.15 |
65.17 |
Citadel Securities |
27.36 |
33.11 |
28.46 |
25.51 |
Credit Suisse |
5.76 |
5.14 |
6.61 |
5.26 |
Apex Clearing Corporation |
1.33 |
0.00 |
0.00 |
2.53 |
PDQ ATS, Inc |
1.06 |
3.27 |
0.39 |
1.15 |
Alternet Securities Inc |
0.59 |
2.51 |
0.39 |
0.38 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
9.89 |
39.38 |
50.74 |
KCG Americas LLC |
77.23 |
75.87 |
75.73 |
78.65 |
Citadel Securities |
13.76 |
17.59 |
16.04 |
11.24 |
Credit Suisse |
5.70 |
3.17 |
7.09 |
5.12 |
Apex Clearing Corporation |
1.77 |
0.00 |
0.00 |
3.48 |
PDQ ATS, Inc |
1.12 |
2.27 |
0.68 |
1.23 |
Alternet Securities Inc |
0.43 |
1.10 |
0.45 |
0.27 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
7.39 |
91.88 |
0.73 |
WOLVERINE SECURITIES, LLC |
63.64 |
72.22 |
62.82 |
80.06 |
Citadel Securities |
29.25 |
18.88 |
30.23 |
11.33 |
Susquehanna Financial Grp |
7.10 |
8.90 |
6.95 |
8.61 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
© Copyright 2016 CoreOne Technologies.
All Rights Reserved.