SEC Rule 606 Report
- Chickasaw Capital Mgmt LLC - 3rd Qtr, 2017
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
88.62 |
0.81 |
10.57 |
| VIRTU Americas LLC |
31.71 |
32.11 |
0.00 |
30.77 |
| Citadel Securities |
30.89 |
31.19 |
0.00 |
30.77 |
| National Financial Servic |
17.07 |
18.35 |
0.00 |
7.69 |
| Two Sigma Securities, LLC |
6.50 |
5.50 |
0.00 |
15.38 |
| G1 Execution Services |
5.69 |
5.50 |
0.00 |
7.69 |
| Instinet Corp |
5.69 |
6.42 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
66.67 |
0.00 |
33.33 |
| VIRTU Americas LLC |
66.67 |
100.00 |
0.00 |
0.00 |
| Citadel Securities |
33.33 |
0.00 |
0.00 |
100.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
100.00 |
0.00 |
0.00 |
| G1 Execution Services |
100.00 |
100.00 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route Venues
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