SEC Rule 606 Report
- Bulltick LLC - 1st Qtr, 2017
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
0.91 |
69.70 |
29.39 |
Morgan Stanley & Co |
36.61 |
14.98 |
34.79 |
41.58 |
Barclays Capital (LHMS) |
36.02 |
40.21 |
41.32 |
23.30 |
Goldman, Sachs & Co |
15.71 |
6.92 |
9.02 |
31.85 |
Convergex Execution Solutions |
10.94 |
9.05 |
14.27 |
3.09 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
6.29 |
61.94 |
31.78 |
Barclays Capital (LHMS) |
61.81 |
17.87 |
70.16 |
54.24 |
Morgan Stanley & Co |
26.36 |
6.22 |
21.59 |
39.63 |
Convergex Execution Solutions |
5.53 |
52.33 |
3.18 |
0.86 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
35.17 |
50.79 |
14.04 |
Morgan Stanley & Co |
33.48 |
1.23 |
44.24 |
75.35 |
Convergex Execution Solutions |
25.66 |
45.06 |
17.03 |
8.30 |
Goldman, Sachs & Co |
24.77 |
38.34 |
21.80 |
1.55 |
Barclays Capital (LHMS) |
11.07 |
4.00 |
15.61 |
12.32 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
5.73 |
94.27 |
0.00 |
Barclays Capital (LHMS) |
93.81 |
57.47 |
96.02 |
0.00 |
Liquid Point |
6.19 |
42.53 |
3.98 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route Venues
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