SEC Rule 606 Report - Bulltick LLC - 1st Qtr, 2017

(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)


Securities Listed on New York Stock Exchange Euronext
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 0.91 69.70 29.39
Morgan Stanley & Co 36.61 14.98 34.79 41.58
Barclays Capital (LHMS) 36.02 40.21 41.32 23.30
Goldman, Sachs & Co 15.71 6.92 9.02 31.85
Convergex Execution Solutions 10.94 9.05 14.27 3.09
100.00% of total customer orders were non-directed orders.

Securities Listed on The Nasdaq Stock Market
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 6.29 61.94 31.78
Barclays Capital (LHMS) 61.81 17.87 70.16 54.24
Morgan Stanley & Co 26.36 6.22 21.59 39.63
Convergex Execution Solutions 5.53 52.33 3.18 0.86
100.00% of total customer orders were non-directed orders.

Securities Listed on NYSE MKT or other National Securities Exchange
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 35.17 50.79 14.04
Morgan Stanley & Co 33.48 1.23 44.24 75.35
Convergex Execution Solutions 25.66 45.06 17.03 8.30
Goldman, Sachs & Co 24.77 38.34 21.80 1.55
Barclays Capital (LHMS) 11.07 4.00 15.61 12.32
100.00% of total customer orders were non-directed orders.

Exchange-Listed Options
Route VenuesTotal (%)Market (%)Limit (%)Other (%)
Total 100.00 5.73 94.27 0.00
Barclays Capital (LHMS) 93.81 57.47 96.02 0.00
Liquid Point 6.19 42.53 3.98 0.00
100.00% of total customer orders were non-directed orders.


Material Aspects of Relationship with Route Venues
How to read this report

© Copyright 2017 CoreOne Technologies.
All Rights Reserved.