SEC Rule 606 Report
- MetLife - 2nd Qtr, 2015
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
31.45 |
4.30 |
64.25 |
BNY MELLON CAPITAL MARKET |
64.34 |
74.64 |
64.02 |
59.33 |
KCG Americas LLC |
7.89 |
5.52 |
8.50 |
9.02 |
Auto Trading Desk Fin Svc |
7.21 |
5.66 |
8.57 |
7.88 |
UBS Securities LLC |
6.50 |
4.78 |
9.84 |
7.11 |
Citadel Securities |
6.17 |
4.54 |
6.79 |
6.93 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
32.97 |
4.38 |
62.65 |
BNY MELLON CAPITAL MARKET |
57.40 |
64.31 |
78.58 |
52.29 |
KCG Americas LLC |
10.31 |
7.71 |
6.83 |
11.91 |
Citadel Securities |
8.99 |
7.70 |
4.07 |
10.02 |
UBS Securities LLC |
7.64 |
7.23 |
3.68 |
8.13 |
Auto Trading Desk Fin Svc |
6.66 |
6.40 |
3.94 |
6.99 |
Two Sigma Securities, LLC |
5.32 |
4.66 |
2.10 |
5.90 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE Amex or Regional Exchanges
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
37.11 |
2.06 |
60.84 |
BNY MELLON CAPITAL MARKET |
56.35 |
61.88 |
63.48 |
52.74 |
KCG Americas LLC |
14.66 |
10.99 |
13.58 |
16.94 |
Citadel Securities |
11.80 |
10.19 |
7.93 |
12.91 |
UBS Securities LLC |
8.76 |
7.82 |
8.32 |
9.35 |
Auto Trading Desk Fin Svc |
5.45 |
6.27 |
5.26 |
4.96 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
2.16 |
97.69 |
0.15 |
BATS Stock Exchange |
26.20 |
2.27 |
26.77 |
0.00 |
Citadel Execution Service |
26.06 |
15.91 |
26.32 |
0.00 |
NYSE Arca |
20.65 |
2.27 |
21.09 |
0.00 |
ISE Gemini |
11.80 |
0.00 |
12.08 |
0.00 |
100.00% of total customer orders were non-directed orders.
Material Aspects of Relationship with Route VenuesHow to read this report
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