SEC Rule 606 Report
- Chickasaw Capital Mgmt LLC - 3rd Qtr, 2016
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
82.31 |
9.92 |
7.77 |
| VIRTU Americas LLC |
36.46 |
39.74 |
13.51 |
31.03 |
| Citadel Securities |
35.39 |
37.46 |
18.92 |
34.48 |
| National Financial Servic |
8.85 |
8.79 |
0.00 |
20.69 |
| G1 Execution Services |
6.70 |
6.19 |
16.22 |
0.00 |
| Instinet Corp |
3.22 |
3.58 |
2.70 |
0.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
100.00 |
0.00 |
0.00 |
| Citadel Securities |
50.00 |
50.00 |
0.00 |
0.00 |
| VIRTU Americas LLC |
50.00 |
50.00 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
75.00 |
0.00 |
25.00 |
| Citadel Securities |
75.00 |
66.67 |
0.00 |
100.00 |
| G1 Execution Services |
25.00 |
33.33 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route Venues
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