SEC Rule 606 Report
- Chickasaw Capital Mgmt LLC - 2nd Qtr, 2016
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
71.43 |
4.87 |
23.70 |
| National Financial Servic |
34.42 |
38.18 |
53.33 |
19.18 |
| VIRTU Americas LLC |
26.30 |
21.36 |
13.33 |
43.84 |
| Citadel Securities |
20.45 |
19.55 |
0.00 |
27.40 |
| G1 Execution Services |
6.82 |
7.27 |
0.00 |
6.85 |
| National Financial |
6.82 |
8.64 |
0.00 |
2.74 |
| UBS Securities LLC |
2.27 |
3.18 |
0.00 |
0.00 |
| BATS Stock Exchange |
1.30 |
0.00 |
26.67 |
0.00 |
| Instinet Corp |
0.65 |
0.91 |
0.00 |
0.00 |
| BATS Y Exchange |
0.32 |
0.45 |
0.00 |
0.00 |
| DirectEdge ECN (EDGX) |
0.32 |
0.00 |
6.67 |
0.00 |
| Two Sigma Securities, LLC |
0.32 |
0.45 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
80.00 |
0.00 |
20.00 |
| National Financial Servic |
60.00 |
75.00 |
0.00 |
0.00 |
| VIRTU Americas LLC |
30.00 |
25.00 |
0.00 |
50.00 |
| Citadel Securities |
10.00 |
0.00 |
0.00 |
50.00 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
| Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
|---|
| Total |
100.00 |
100.00 |
0.00 |
0.00 |
| National Financial Servic |
100.00 |
100.00 |
0.00 |
0.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route Venues
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