SEC Rule 606 Report
- Chickasaw Capital Mgmt LLC - 1st Qtr, 2016
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
75.22 |
15.77 |
9.01 |
J.P.Morgan Securities LLC |
85.79 |
84.56 |
99.45 |
72.12 |
National Financial |
12.22 |
15.44 |
0.55 |
5.77 |
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
80.39 |
5.88 |
13.73 |
J.P.Morgan Securities LLC |
98.04 |
100.00 |
100.00 |
85.71 |
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues | Total (%) | Market (%) | Limit (%) | Other (%) |
---|
Total |
100.00 |
55.56 |
11.11 |
33.33 |
J.P.Morgan Securities LLC |
100.00 |
100.00 |
100.00 |
100.00 |
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options No Covered Orders
Material Aspects of Relationship with Route VenuesHow to read this report
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