TAKING THE COMPLEXITY
OUT OF COMPLIANCE

With heightened regulatory scrutiny and increasing market fragmentation around the globe, the issue of best execution poses a growing challenge. Our comprehensive suite of intelligent analytics helps customers monitor execution quality; proactively identify and address compliance violations; and make informed order routing and/or execution policy decisions to optimize trading performance.

US Best Execution

We deliver a full array of SEC compliance reporting and best execution services:

  • US equities and options best execution analytics
  • Industry leading Rule 605 & 606 analysis and posting
  • Advanced data mining and peer review
  • Reg NMS-compliant exception monitoring
  • SIFMA-compliant options analytics and exception reporting

Login

Please enter your username and password below.

Username:

Please enter your username.

Password:

Please enter your password.

Keep me signed in
(Uncheck if on a shared computer)

Forgotten Password?
Login Failed

Your username and password could not be validated. Please try again.

Please contact Customer Support with any questions or problems.


<< Back To Login

Login Locked Out

Due to numerous failed login attempts, this login id has been locked out.

Please contact Customer Support with any questions or problems.


<< Back To Login

No Connection

No Connection is available. The database may be down.

Please contact Customer Support with any questions or problems.


<< Back To Login

Forgot Password

If you have forgotten your password, please contact Customer Support.


<< Back To Login

Maintenance

This site is currently under maintenance. Please try again later.

Related Links